At Bank of America, the business problem is to provide end-to-end support for Global Markets sales, trading and underwriting business for securities, foreign exchange, fixed income, exchange traded derivatives, and over-the-counter derivatives across multiple Lines of Business, while ensuring compliance with Anti Money Laundering (AML) Know Your Customer/Client Due Diligence (KYC/CDD) regulations.
Requirements
- Familiar with MS Office Suite (Excel/Word/Outlook/Access)
- Documented experience performing in a process-oriented production environment that changes periodically
- Data Collection and Entry
- Recording/Organizing Information
- Research
- Fraud Management
- Interpret Relevant Laws, Rules, and Regulations
Responsibilities
- Conducting client due diligence (CDD) and enhanced due diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines
- Review of refresh requirements for assigned jurisdiction in line with related Client Identification Profile (CIP)/CDD Procedures to ensure adequacy and accuracy before the requirements are sent to the client.
- Perform client refresh through the review of client documentation, vendor databases and data entered into proprietary systems to ensure all refresh requirements are met
- Ensure all jurisdictional regulatory requirements related to KYC are adhered to
- Support business with KYC related queries and requests
- Participate in remediation, internal/external Audits (where applicable)
- Creates reports and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting
Other
- 2+ years of financial services experience
- Excellent verbal and written communications skills
- Work in a team environment
- Organize work, prioritize tasks and handle multiple assignments simultaneously
- Successfully meet tight deadlines while ensuring data accuracy and integrity
