The job is looking to solve the business problem of providing end-to-end support for Global Markets sales, trading and underwriting business for securities, foreign exchange, fixed income, exchange traded derivatives, and over-the-counter derivatives across multiple Lines of Business.
Requirements
- Familiar with MS Office Suite (Excel/Word/Outlook/Access)
- Experience with proprietary systems
- Knowledge of internal policies, procedures and regulatory guidelines
- Experience with vendor databases
- Experience with internal and external comparison tools
- Experience with regulatory reporting
- Experience with data analysis and research techniques
Responsibilities
- Conducting client due diligence (CDD) and enhanced due diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines
- Perform client refresh through the review of client documentation, vendor databases and data entered into proprietary systems to ensure all refresh requirements are met
- Maintains accuracy of client portfolio using internal and external comparison tools
- Performs research and conducts moderately complex analyses using established techniques, including transactions that require special handling and exception handling
- Creates reports and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting
- Explores methods to enhance processes, further reduce risks, and boost client experience
- Assists with ad-hoc projects, new processes, or initiatives requiring coordination among subject matter experts representing multiple product areas or functions
Other
- 2+ years of financial services experience
- Excellent verbal and written communications skills
- Documented experience performing in a process-oriented production environment that changes periodically
- Work in a team environment
- Organize work, prioritize tasks and handle multiple assignments simultaneously
- Successfully meet tight deadlines while ensuring data accuracy and integrity
- Work and execute with minimal supervision or remote management
- Attention to Detail
- Critical Thinking
- Customer and Client Focus
- Prioritization
- Result Orientation
- Written Communications
