The Special Investigations Unit (SIU) in the AML Department needs to perform specialized investigations to assess risks presented in particular circumstances. A Subject Matter Expert (SME) is required to work closely with stakeholders to foster collaboration, improve processes, assist in team development, and provide support within a designated workstream and across the SIU.
Requirements
- At least 2 years of Anti-Money Laundering experience within financial services
- 3+ years of AML experience within the financial industry
- Certified Anti-Money Laundering Specialist (CAMS)certified
- 1+ year experience investigating complex cases involving high risk customers and typologies
- 1+ year Microsoft Office Suite, or Google Suite experience
Responsibilities
- Identifying process and procedural improvements, proposing potential solutions, and owning/managing the execution of ideas
- Collaborating with investigators and people leaders on complex investigations and/or special projects, often functioning in a leadership capacity
- Serving as a “go-to” for leadership and investigators, helping to manage questions and other various needs of the workstream.
- Organizing training and mentorship opportunities by maintaining a sound working knowledge of applicable processes and procedures, participating in meetings, developing training materials, and leading sessions.
- Assisting management with additional team responsibilities, including hosting meetings, queue management, conducting reviews, and serving as team leaders
- Partnering with other workstreams and departments to increase awareness, promote collaboration, and assess impacts;
- conducting assigned investigations, including traditional queue work as needed, while maintaining high standards of production and quality
Other
- A critical thinker who is able to identify enhancements and opportunities and develop and execute strong solutions, while fostering collaboration and teamwork among multiple individuals and workstreams.
- A proficient communicator who can move seamlessly between oral and written communication and is able to tailor presentations to the audience.
- An organized individual who prioritizes tasks appropriately, identifies and observes deadlines, and can manage multiple responsibilities at once.
- A strong leader who understands the value of building consensus.
- A driven investigator with a strong understanding of AML risk, management practices, and regulatory requirements.
- High School Diploma, GED or equivalent certification
- At this time Capital One will not sponsor a new applicant for employment authorization for this position.
