T. Rowe Price is looking to solve the problem of executing trading for Retirement Advisory Service and ActivePlus Portfolios, which includes tactical shifts, implementation of new accounts, portfolio rebalancing, client-driven requests, and model changes.
Requirements
- FINRA licenses 7, 63, 24
- FINRA licenses 7 and 63 (already licensed upon hire)
- 2+ years of total relevant work experience
Responsibilities
- Execute orders for portfolio rebalancing, tactical shifts, client-driven requests, and model changes.
- Complete principal review and required maintenance, including account terminations and onboarding.
- Applies understanding of internal controls to help identify and mitigate risk in conjunction with trade review.
- Communicates with internal staff to process adjustments for client trading and reporting while maintaining compliance standards.
- Create, organize and review various reporting needs.
- Provides analytical oversight for business product line.
- Assists more senior professionals in their partnership with internal auditors, researching and providing information as requested.
Other
- 2+ years of total relevant work experience
- Bachelor's degree or the equivalent combination of education and 3+ years of relevant experience
- Hybrid work schedule with up to one day per week from home
- Annual bonus eligibility
- A generous retirement plan
