The company is looking to mitigate fraud risk and respond to potential fraud events by conducting comprehensive investigations into potential fraud and suspicious activity across various channels.
Requirements
- Fraud surveillance systems, case management tools, and SAR filing practices.
- Rules and regulations of the USA PATRIOT Act, Bank Secrecy Act, Regulation E, Reg S-ID, and any other applicable fraud-related regulatory or industry rules and guidance.
- CFE required or the ability to obtain in 12 months
- CAMS preferred
- SIE and/or Series 7 preferred
- Concepts, practices and procedures of the securities industry and/or banking compliance reviews.
- External and internal fraud typologies, detection methods, and regulatory reporting requirements.
Responsibilities
- Conducting comprehensive investigations into potential fraud and suspicious activity across various channels, including account surveillance, branch escalations, and regulatory inquiries.
- Analyzing transactions, performing due diligence, drafting Suspicious Activity Reports (SARs), and collaborating with internal and external stakeholders to mitigate fraud risk and respond to potential fraud events.
- Identifying irregularities and red flags.
- Performing critical analysis supported by clear and accurate documentation.
- Drafting clear, concise, and compliant alert, case and SAR narratives and e-mails.
- Investigating compliance issues and irregularities.
- Gathering information, identify linkages, trends, and significance and communicate findings.
Other
- This position will follow our hybrid work model; we expect the selected candidate to work 2-3 days a week at one of our corporate offices in Saint Petersburg, FL; Memphis, TN; Southfield, MI; or New York, NY.
- Cross-functional collaboration and stakeholder communication.
- Making risk-based decisions, using creativity, resourcefulness, expertise, and sound due diligence.
- Time management and prioritization in a high-volume environment.
- Written and verbal communication.
