Capital One is looking to ensure that potentially unusual or suspicious transactions are appropriately identified, documented, and filed with the appropriate authorities by performing quality assurance (QA) tasks related to suspicious activity decisions within the Financial Intelligence Unit (FIU).
Requirements
- At least 1 year of Microsoft Office or Google Suite experience
- At least 2 years of Anti-Money Laundering experience
- 1 year of Quality Assurance experience or 1 year of Quality Control Audit experience
- 2 years of Bank Secrecy Act (BSA) investigative experience
- A secure home office environment that is free from background noise and distractions
- A reliable private internet connection that is not supplied by use cellular data (hot spot)
- Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred
Responsibilities
- Review Suspicious Activity Reporting decisions to ensure that decision framework is appropriate and thorough
- Assess if supporting documentation from investigations is accurately captured and aligned with Suspicious Activity Reporting decisions
- Review Suspicious Activity Reports to ensure that all appropriate fields in the SAR form are filled out correctly, SAR narrative is thorough, and appropriate levels of supporting documentation were obtained and maintained within Actimize
- Document activity that is out of compliance with BSA regulatory guidance and/or AML Policies and Procedures
- As needed, assist Quality Management with developing reporting and metrics
- As needed, assist Quality Management with maintaining AML Quality Policies and Procedures
- Assist Investigations team in process improvements, change management and QA
Other
- Work with FIU Supervisors and Investigators to uphold the high bar of their teams’ investigation quality
- Work with supervisors to escalate potential gaps and deliver suggestions for training and improvement based on data, for both investigation and quality processes
- Partner with Quality leadership, supervisors and investigators to develop a deep understanding of investigation process
- Candidates must live within 50 miles driving distance of one of the hub locations based in Chicago, IL /**Wilmington, DE / Richmond, VA / New Orleans, LA / Plano, TX / Jericho, NY / McLean, VA **and be comfortable coming in person whenever required with no less than 24 hours notice.
- At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
