The company is looking to prevent violations of law, rule, or regulation and maintain risk levels within the firm's risk appetite by designing and delivering a risk management framework.
Requirements
- Working Knowledge of Compliance laws, rules, regulations, risks and typologies in the supported function/business/product
- Proficient in MS Office applications (Excel, Word, PowerPoint)
- Knowledge in area of focus
- Relevant certifications desirable
- Business Acumen
- Laws and Regulations
- Policy and Procedure
- Program Management
Responsibilities
- Conducting reviews of new regulatory changes and assessing potential applicability to Corporate Functions
- Researching any rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules/regulations
- Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
- Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues
- Supporting the business in performing timely compliance reviews of new transactions and/or products
- Assisting in the development and administration of Compliance training for the supported function/business/product
- Appropriately assessing risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets
Other
- Excellent written and verbal communication skills
- Must be a self-starter, flexible, innovative and adaptive
- Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization
- Excellent project management and organizational skills and capability to handle multiple projects at one time
- Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus
