The Financial Crime Compliance (FCC) Quality Assurance Team within Global Compliance is seeking an Associate to ensure high standards are met by FCC investigators and to identify potential legal, regulatory, or reputational risks.
Requirements
- Excellent risk assessment skills, and attention to detail
- Ability to learn new systems and processes quickly
- Experience with standard computer applications, including Microsoft Office and Excel
Responsibilities
- Review various work items completed by FCC investigators, assuring firm standards are met, and relevant risks have been addressed.
- Identify, then communicate, findings and areas for uplift with FCC managers and investigators.
- Drive forward projects addressing quality assurance and control.
- Develop reporting tools and workflows to further enhance CQA sampling and reporting framework.
- Assist with the implementation and monitor the efficiency of quality assurance tools and applications.
- Document, analyze, and communicate detailed metrics related to quality reviews.
Other
- Prior compliance experience. Prior FCC experience preferred
- Strong verbal and written communications skills
- Ability to prioritize workflows and ensure deadlines are met
- Able to work independently, but still be team-oriented
