The Quality Assurance and Regulatory Governance team at American Express is responsible for ensuring governance and oversight of regulatory reporting processes. This involves performing Quality Assurance reviews, testing data conformity, and ensuring data quality for various regulatory reporting purposes, partnering with stakeholders to maintain robust governance.
Requirements
- Experience in data analytics, data controls and understanding of data transformation logics.
- Prior experience with U.S. regulatory/SEC reporting or public accounting a plus
- Ability to enhance the governance around regulatory reports
- MS Office suite (MS Excel, MS Word, and MS PowerPoint).
- Oracle, Essbase and RRA (Regulatory Reporting Automation).
- Knowledge of financial reporting and banking products
- SQL queries and understanding of database management
Responsibilities
- Perform process and control review to identify control gaps and improvement opportunities.
- Perform transaction testing, share findings, and monitor closure.
- Support compliance with Regulatory Reporting Governance policy and prepare key metrics.
- Understand the master and reference data to be used across operational and reporting processes.
- Support regulatory reporting to ensure compliance with the reporting guidelines issued by regulators.
- Ensure compliance with internal policies and procedures.
- Support reviews and audits e.g., Federal Reserve Exam, Internal Audit Group review and others.
Other
- 3+ years' experience in Accounting/Reporting
- Must have good communication and interpersonal skills and be able to interact independently with senior business partners / customers etc.
- Self-driven, team player, have analytical skills and inclination for process improvement.
- Strong analytical and problem-solving skills. Quick learner.
- BS. in Finance, Accounting or relevant field
