Morgan Stanley is looking to maintain and enhance its first line of defense financial crimes program, including defining risk mitigation strategies, policy development, and technology requirements for Wealth Management & E*TRADE, and supporting the U.S. Banks and Investment Management businesses.
Requirements
- Experience with data reconciliation across applications
- Experience with data application mapping (inflows and outflows)
- Experience with relational databases, file systems, reading & writing code (e.g., SAS, Python, SQL)
- Experience in one or more of the following areas: business intelligence/analytics, data management, data governance, data controls, data quality management, and/or data architecture
- Understanding of data governance, data quality, and data management and data concepts
- Strong Experience in Microsoft Office applications(Microsoft Excel/PowerPoint/Word/Access)
- In-depth knowledge and experience with various machine learning algorithms (supervised and unsupervised) and analytical toolkits
Responsibilities
- Support the design and implementation of new processes, requirements, policy changes, and operating models for Wealth Management, E*TRADE, U.S. Banks, and Investment Management.
- Evaluate and recommend enhancements to financial crimes controls, including AML, sanctions, and tax evasion measures.
- Collaborate with stakeholders to develop AI and data science solutions that uncover actionable insights from complex datasets.
- Document and assess end-to-end business processes within the Single Process Inventory (SPI), focusing on data attributes, sources, control mechanisms, and system interfaces.
- Conduct data integration, profiling, and visualization using tools such as Excel, Dataiku, Python, Tableau, and others to support financial crimes strategy design.
- Research and analyze enterprise datasets to identify key data elements from Wealth Management and U.S. Banks systems to drive process improvements.
- Partner with technology teams to enhance data environments, integrating data tables required for analytical purposes.
Other
- Have 7+ years of relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator
- Bachelor's degree in Business, Finance, or another related field
- Strong leadership and team management skills
- Strong interpersonal skills and ability to communicate effectively both verbally and in writing
- Ability to work in a high volume, fast paced environment
