Bank of America is seeking a Global Financial Crimes Compliance (GFCC) Investigator to perform end-to-end investigations related to Special Investigations, Global Markets, or Global Wealth and Investment Management, focusing on complex cases such as fraud, securities fraud, money laundering, or terrorist financing.
Requirements
- Minimum 5 years' experience in financial products & services
- 1 year experience with AML, Risk, or Compliance experience and/or knowledge of financial crimes typologies
- FINRA licenses including the SIE or Series 7 at minimum, or related experience
- Knowledge related to retail and/or institutional brokerage products and services and applicable compliance rules and regulations
- BSA knowledge relative to AML or Fraud
- Proficiency in Microsoft Excel / data analytics
- Series 4, Series 24 licenses preferred
- Ability to analyze and manipulate large data sets
Responsibilities
- Performs end-to-end investigations across one or more lines of business relevant to the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management.
- Conducts complex investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing.
- Completes investigations while ensuring cases meet or exceed closure and quality metrics.
- Reporting facts of the investigation to assist in identifying potential operational or compliance risks.
- Completing Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement.
- Partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations.
- Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role
Other
- Self-starter capable of analyzing and reporting independently
- Communications, attention to detail, research/investigative knowledge
- Interaction with Front Line Units & Customers/Clients
- Bachelor's Degree in related field
- Experience in financial services and/or a related government entity
- Certified Anti-Money Laundering Specialist (CAMS)
