The Quality Assurance and Regulatory Governance team at American Express is responsible for ensuring governance and oversight of regulatory reporting processes, including performing Quality Assurance reviews and testing data conformity for various regulatory reporting purposes.
Requirements
- Knowledge of financial and regulatory reporting.
- Experience in financial analytics, reporting, data analytics, data controls and understanding of data transformation logics.
- Knowledge of MS Office suite (MS Excel, MS Word, and MS PowerPoint).
- Knowledge of Oracle, Essbase, VBA and Macro development, SQL queries and understanding of database management and SharePoint and Power Platform is a plus.
- Knowledge of regulatory audit or process review is a plus.
Responsibilities
- Lead Quality Assurance reviews which include:
- Process review to identify control gaps and improvement opportunities for regulatory reporting processes.
- Conformance testing to ensure compliance with the reporting guidelines issued by regulators to support regulatory reporting.
- Transaction testing i.e., substantive testing of transactions, share findings, and monitor closure.
- Lead data analysis of portfolios and reports in scope.
- Identify data elements required for testing, decipher transformation logics, and define selection approach for data sampling
- Understand the master and reference data used across operational and reporting processes
Other
- 5+ years of work experience in Banking/Financial Services.
- Excellent organizational skills with the ability to meet/exceed critical deadlines and manage multiple deliverables simultaneously.
- Strong relationship management and conflict resolution skills with a proven track of positively collaborating, influencing, and extensively coordinating with internal and external partners.
- Excellent written and verbal communications with ability to communicate complex concepts in simple terms.
- Strong analytical and problem-solving skills.
