Capital One is looking to solve Anti-Money Laundering (AML) risk function within its Compliance & Ethics (C&E) by leading a team of risk assessors through the execution of enterprise-wide money laundering and sanctions risk assessment.
Requirements
- At least 3 years of experience with Google Suites
- CRCM, CAMS, or CFE certification, or willingness to pursue
- Understanding of data analytics tools and concepts
- At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
- At least 5 years of project management experience
- At least 5 years of people management experience
- Bachelor's Degree or Military experience
Responsibilities
- Manage and develop a team of risk assessors
- Lead the execution of the enterprise Money Laundering and Sanctions risk assessment.
- Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework.
- Collaborate effectively across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc. to achieve objectives.
- Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization.
- Write and revise documents such as policies, standards, procedures, and guidelines.
- Interface with regulators and audit partners, representing the AML Risk Assessment function.
Other
- Bachelor's Degree or Military experience
- At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
- At least 5 years of project management experience
- At least 5 years of people management experience
- Capital One will not sponsor a new applicant for employment authorization for this position.
