Deutsche Bank Investment Bank (IB) needs to monitor and investigate trading activities to identify possible violations of market abuse and firm trading policies.
Requirements
- Moderate work experience in regulatory, audit, compliance, risk, surveillance, or equivalent
- Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, derivative products) is a plus
- Advanced PowerPoint and MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
Responsibilities
- Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies
- Perform research and investigations to identify the reason for potential violations
- Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
- Work with members of the Firm’s Business Lines, Compliance, Legal, and other departments, to identify, analyze, investigate, and resolve issues
- Perform ad-hoc reviews which may consist of inbound, outbound, and internal correspondence of Deutsche Bank employees
- Liaise with Information Technology and Senior Management in the development, review, and testing of surveillance models
Other
- A diverse and inclusive environment that embraces change, innovation, and collaboration
- A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
- Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
- Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
- Educational resources, matching gift and volunteer programs
- The ability to prioritize and communicate effectively across multiple teams and functions
- Self-motivated, proactive and able to use your own initiative
- Excellent verbal communication and written skills
- A proactive approach to tasks and responsibilities
- Ability to multi-task effectively and handle change well
- Team player with great attitude, interpersonal skills and strong work ethic
- It is the Bank’s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank’s hybrid working model.
- Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
