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SVP, Compliance Product Sr Officer - ICRM Markets Equities Generalist - C14 (New York)

Citi

$176,720 - $265,080
Jun 10, 2025
New York, NY, US
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The company is looking to establish internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

Requirements

  • Expertise of Compliance laws, rules, regulations, risks and typologies (FINRA, SEC)
  • Advanced knowledge in area of focus
  • Awareness of regulatory requirements including local and US laws, international and industry standard
  • Related certifications desirable
  • Business Acumen
  • Credible Challenge
  • Laws and Regulations
  • Management Reporting
  • Policy and Procedure
  • Program Management
  • Referral and Escalation
  • Risk Controls and Monitors
  • Risk Identification and Assessment
  • Risk Remediation

Responsibilities

  • Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM
  • Providing expert guidance on function/business/product regulations on a real-time basis to manage compliance risk
  • Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product
  • Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact
  • Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements
  • Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit
  • Designing and lead compliance and control reviews

Other

  • Excellent written, verbal and analytical skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Highly motivated, strong attention to detail, team oriented, organized
  • Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
  • Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
  • Experience in managing regulatory exams and relationships with examiners, auditors, etc.
  • Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; strong working knowledge of function/business/product and the related operations and financial requirements; previous experience managing a diverse staff; Advanced degree a plus