RSM is seeking a seasoned AML Audit Manager to join its AML Audit Group in support of a global banking client, focusing on leading audits related to consent order remediation and issue validation.
Requirements
- 7+ years of Third Line Internal Audit experience, specifically within BSA/AML and sanctions domains at large global banks.
- Proven success managing audits in response to consent orders, MRAs/MRIAs, or other regulatory enforcement actions.
- Strong data proficiency, including experience with large datasets and tools such as SQL, ACL, Excel, Tableau, or similar.
- CAMS certification or equivalent highly preferred.
- Deep understanding of U.S. and global AML regulatory requirements, including FFIEC, BSA, OFAC, and related guidance.
Responsibilities
- Lead end-to-end AML audits within the Third Line of Defense, focusing on transaction monitoring, customer due diligence (CDD), sanctions screening, and governance frameworks.
- Execute and manage audit activities related to issue validation and consent order remediation, ensuring sustainability and compliance with regulatory expectations.
- Drive data-focused audit testing, including population validation, data sampling, and analysis of transactional data to support audit conclusions.
- Develop and review clear, well-supported audit workpapers and reports tailored to both internal stakeholders and external regulators.
- Provide leadership, mentorship, and oversight to audit teams; act as a subject matter expert in AML risk and controls.
Other
- Excellent communication skills with the ability to produce concise, regulator-ready audit deliverables and executive summaries.
- Ability to work in a fast-paced, collaborative environment.
- RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders).
- RSM will consider for employment qualified applicants with arrest or conviction records in accordance with the requirements of applicable law.
- Bachelor's degree or higher
