Interactive Brokers Group, Inc. needs to ensure compliance with various financial regulations including the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry anti-money laundering, and securities laws and regulations by reviewing account activity and identifying suspicious trading patterns.
Requirements
- Strong product knowledge of equity or exchange-traded derivative markets’ or, preferably, both
- High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
- ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
Responsibilities
- Conducting account activity reviews, including trading, deposit and withdrawal, and public domain activity, to determine if the activity aligns with IBKR policy.
- Advising management by collecting, analyzing, and summarizing data and trends.
- Preparing regulatory filings.
- Contribute to streamlining current processes and identifying areas for improvement.
- Review trading data for suspicious activity or patterns of unusual trading.
Other
- This is a hybrid role (three days in the office/two days remote).
- entry-level position has excellent growth potential for highly motivated and exceptional performers.
- Analysts will report to a Compliance Manager
- Excellent oral and written communication skills
- Detail-oriented with outstanding organizational and project management skills
- Ability to work both independently as well as in a small-team environment and to multi-task with minimal supervision.
- Self-motivated and able to handle tasks with minimal supervision.
- Superb analytical and problem-solving skills.
- Excellent collaboration and communication (Verbal and written) skills
- Outstanding organizational and time management skills
